Course curriculum

    1. How To Use This Course

    1. What AI Is (and What It Is Not)

    2. Types of AI Advisors Encounter Today

    3. Why AI Matters for Advisory Practices

    4. Action Items

    1. How AI “Thinks” & Why It Sometimes Gets Things Wrong

    2. Bias, Data Quality, and Appropriate Use of AI

    3. Practical Guardrails for Advisors

    4. Action Items

    1. Regulatory Landscape Snapshot

    2. Core Risk Areas for Advisors Using AI

    3. Building an Internal AI Use Policy

    4. Action Items

    1. Categories of AI Tools Advisors May Use

    2. Compare & Contrast: General‑Purpose AI Tools

    3. Compliance Approved Vendors

    4. Vendor Approval Process — RedOak Submission

    5. Action Items

    1. Where to Find the Updated List

    2. Notetaker: Zocks (Introduction)

    3. Notetaker: Zocks (Best Practices for Users)

    4. Notetaker: GReminders

    5. Lead Gen Tool: FINNY

About this course

  • Free
  • 31 lessons
  • 4 hours of video content