Course Curriculum

    1. Reg BI Overview and Definitions

    1. Obligation One: Compliance

    2. Obligation Two: Care

    3. Obligation Three: Conflicts of Interest

    4. Obligation Four: Disclosure

    5. Obligation Four: Quick Hit - Adviser vs Advisor

    1. Form CRS Overview

    1. Recommendations

    2. Recommendations: Quick Hit - Documenting Comparisons

About this course

  • Free
  • 9 lessons
  • 0.5 hours of video content