Products
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All Courses, Technology, Compliance
Artificial Intelligence
CourseThis course serves as an introduction to AI for our financial advisors. It teaches some AI fundamentals and best practices and should be used as a launching pad to learn more and begin utilizing AI tools with confidence.
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All Courses, Technology, Compliance
InvestorCOM
CourseInvestorCOM is a program that contains reports designed to help streamline the application process, provide comparisons to replace the rationale letters where applicable, and is designed to fulfill the Regulation Best Interest requirement.
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All Courses, Marketing, Compliance
Testimonial Use in Your Practice
CourseJoin the USAF Marketing and Compliance teams to learn how to leverage testimonials and endorsements for your practice. Promote your marketing whilst staying compliant with the nuanced SEC rule!
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All Courses, Compliance
Red Oak - AdMaster Advertising Review Training
CourseTraining course for USA Financial Securities' advertising review platform, Red Oak. Learn how to create submissions, resubmit changes, review past submission history, and more.
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All Courses, Compliance
Protecting Your Clients
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All Courses, Compliance
Reg BI
CourseLearn about Reg BI and how to ensure that you are acting in your customers' best interests when recommending a securities transaction or investment strategy involving securities with this course.